Fund Formation

Raising a private equity fund requires precise documents and a well thought out strategy. As prior fund managers, we’ve been in your shoes. We excel at helping you put your fund together properly and positioning yourself in the best way possible. Our services include:

• Structuring entities to limit liability & drafting their by-laws or operating agreements

• Financing strategies and capital structure

• Drafting Private Placement Memorandums & Subscription Agreements

• Review of marketing materials and pitch decks for proper risk factors / disclosure

• Key executive compensation plans

• Corporate governance, benefits plan changes and securities reporting

SEC & State Compliance

Securities laws can be complex and time consuming. We make sure your offering documents, investor facing marketing and other key issues are well within the boundaries of the law. We help identify the most appropriate regulations and then file all the required documentation with the SEC and any applicable state regulators. Randall & Associates stays up to date with all the SEC and BlueSky registration and disclosure requirements so you don’t have to worry.

Transaction Support

Our private equity fund lawyers help their portfolio company clients to plan, design, value, negotiate, and consummate mergers, public offerings, and other exit transactions. This includes transaction structuring, tax advice, due diligence, merger or underwriting agreements, securities registration, and defense against strike suits. More specifically:

• Evaluating investment terms and letters of intent (LOI)

• Drafting and negotiating asset or stock purchases

• Structuring entities to limit liability

• Financing strategies and capital structure

• Creating long-term, strategic tax planning for business start-ups

• Leveraged buyouts, rollups, and international and domestic joint ventures

• Key executive compensation plans

• Corporate governance, benefits plan changes and securities reporting