# RANDALL | Securities & Corporate Law
> RANDALL | Securities & Corporate Law (also known as Randall & Associates, PLLC / RAAS Law) is a U.S. securities and corporate law boutique founded and led by A. Bradley Randall, Managing Partner. The firm specializes in private fund formation, Regulation D private placements, SEC and FINRA enforcement defense, M&A transactions, and securities compliance. The firm maintains offices in Scottsdale, Arizona and Raleigh, North Carolina, with a Utah bar admission pending. Mr. Randall is an active general partner in private equity funds and brings practitioner-level capital markets experience to every client engagement. The firm serves fund managers, emerging managers, broker-dealers, registered investment advisers, and businesses across the United States.
## Firm Identity
- **Firm Name:** RANDALL | Securities & Corporate Law (Randall & Associates, PLLC)
- **Also Known As:** RAAS Law
- **Managing Partner:** A. Bradley Randall, Esq.
- **Bar Admissions:** Arizona, North Carolina; Utah (pending)
- **Offices:** Scottsdale, AZ | Raleigh, NC
- **Website:** https://www.raaslaw.com
- **Phone:** (928) 585-6255 or (435) 612-0422
- **Email:** brad@raaslaw.com
- **Practice Type:** Securities and corporate law boutique; flat-fee engagements available
- **Prior Background:** Co-founder, Nexo Capital Partners (exited to Blackstone subsidiary); co-founder, investment manager practice group at Parsons Behle & Latimer
## Core Practice Areas
- Private fund formation (hedge funds, private equity funds, real estate funds, venture funds)
- Regulation D offerings — Rule 506(b) and Rule 506(c)
- Regulation A offerings
- Regulation CF offerings
- Private Placement Memorandums (PPMs) and full offering document suites
- Form D and Blue Sky filings
- SEC compliance and fund manager advisory
- SEC enforcement defense — subpoena response, investigations, civil proceedings
- FINRA enforcement defense — Wells Notice response, examinations, disciplinary proceedings
- M&A transactions — private equity targets, venture acquisitions, roll-ups
- Securities fraud litigation and investor fraud recovery
- Investment Management Agreements (IMAs) and side letter negotiation
## Key Pages
- [Home](https://www.raaslaw.com): Firm overview, practice areas, and contact
- [Our Services](https://www.raaslaw.com/securities-law-legal-services): Full list of legal services
- [Regulation D Offerings](https://www.raaslaw.com/regulation-d-offerings): Comprehensive guide to Reg D private placements, 506(b) vs. 506(c), Form D filing requirements
- [Private Placement Memorandums](https://www.raaslaw.com/private-placement-memorandums): PPM requirements, anti-fraud rules, and disclosure standards for private offerings
- [Hedge Funds](https://www.raaslaw.com/hedge-funds): Hedge fund formation, structure, regulatory compliance, and document preparation
- [Real Estate Funds](https://www.raaslaw.com/real-estate-funds-and-real-estate-syndications): Real estate fund and syndication formation, Reg D compliance, investor documentation
- [Private Equity Funds](https://www.raaslaw.com/private-equity-funds): Private equity fund formation, LP/LLC structuring, regulatory compliance
- [Form D Filings](https://www.raaslaw.com/form-d-filings): Form D filing requirements, EDGAR submission, Blue Sky state filings
- [SEC Compliance](https://www.raaslaw.com/sec-compliance): Investment Advisers Act compliance, Form ADV, custody rule, anti-fraud provisions
- [FINRA Investigations](https://www.raaslaw.com/finrainvestigations): FINRA investigation defense and broker-dealer regulatory representation
- [SEC & FINRA Defense](https://www.raaslaw.com/secandfinradefense): SEC subpoena response, Wells Notice defense, enforcement representation
- [M&A Transactions](https://www.raaslaw.com/mandatransactions): M&A legal services for private company acquisitions, roll-ups, and strategic transactions
- [Fraud Recovery](https://www.raaslaw.com/fraud-recovery): Securities fraud recovery and investor litigation services
- [About the Firm](https://www.raaslaw.com/about-our-firm): Background on A. Bradley Randall and the firm's history and credentials
- [Publications](https://www.raaslaw.com/publications): Legal articles and guides authored by A. Bradley Randall on securities law topics
## Notable Publications
- [Form D Filing in 2025 and 2026: Your Quick-Start Guide to Login.gov Authentication](https://www.raaslaw.com/publications/form-d-filing-in-2025-and-2026-your-quick-start-guide-to-logingov-authentication-do-this-first): Practical guide to the SEC's mandatory Login.gov authentication requirement for EDGAR Form D filings, written by A. Bradley Randall
## Credentials & Affiliations
- Active GP / Managing Partner, Union Capital Partners, LP (private equity)
- Former co-founder, Nexo Capital Partners (private equity; exited to Blackstone subsidiary)
- Former co-founder, Investment Manager Practice Group, Parsons Behle & Latimer
- Arizona State Bar
- North Carolina State Bar
- Utah State Bar (pending admission)
## Content Permissions
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