More than raising capital.
Our approach to securities law is best described as thoughtfully aggressive. Randall & Associates represents clients in security litigation cases, arbitrations and before agencies such as FINRA, SEC and many State Securities Regulators. We also ensure that our clients structure, negotiate and issue securities to raise capital in the most cost effective and compliant manner.
Raise Money The Right Way | Registration & Compliance
We guide our clients through the entire life cycle of forming an investment vehicle or fund, raising the capital and registering with the SEC and state securities regulators. We also draft all the formation and offering documents required for fundraising and compliance including, private placement memorandums (PPMs), subscription agreements, and operating agreements.
We defend investment professionals, advisors, stock brokers and private funds defend claims of fraud and misrepresentation. We also help individual investors recover money lost due to securities fraud. We are approved to represent clients before FINRA, the SEC and local state securities agencies in AZ, UT, CA, DE and NC.
SEC Securities Registrations
Public Offerings (IPO's)
Blue Sky & State Filings
Rule 144 Opinion Letters
Private Fund Formations
Hedge Fund Formations
Private Placement Memorandums
Private Equity Fund Formations
MSB / Money Transmitter Licensing
Private Equity Funds
Publicly Traded Companies. REITS & Family Offices. Investment Advisors Closely Held Corporations (Private) Partnerships